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I have spent most of the last 20 years working as an insurance agent and a Registered Rep. As I considered becoming an RIA and getting my 65, I thought it would be a better way to do investment-oriented business, I just had one big problem. I did not know how to operate as an RIA! I certainly did not want to make any mistakes for my clients or get in hot water with the SEC. That is when the RIA Registrar came along. I have worked with them from day one setting up our firm, getting licensed, and getting everything set up for compliance. They have been great to work with and have helped us to cover every base in this new business model. It has been a good move for us to become an RIA, and RIA Registrar has been an invaluable teammate in this transition. I don't think I could have done it without their help and support.

- David T., Idaho

About Robert Walker

Armed with an MFA in writing and a BA in English, Walker has managed to translate Securities-ese into plain English, with a liberal dash of humor.

About the book

This book guides you through the intricacies of the Series 65 exam. Walker takes the exam apart piece by piece, and explains terms and concepts with a sense of humor and ease not found in other exam guides. He shows you, step-by-step, how not to be misled by the questions.

In addition to practice questions throughout its lessons ...

Pass the 65 includes three complete 135-question practice finals as well as study sheets summarizing each lesson and a handy glossary.

You'll find that Robert Walker directs you to his web site, where he offers updates, downloads, more practice finals, and other helpful information.

Once you've finished this book, you will be able to take the test with confidence!