How do you manage your way through a state bureaucracy that you have never dealt with before? That was one of the questions I had to ask myself in determining what would be the fastest way to become a Registered Investment Advisor.

For me the answer was using the RIA Registrar services. They brought experience, dedication, and effectiveness to the table. The maze of forms that they threaded me through meant that I was legal to practice in my state faster, which helped me to get a leg up on my competition.

The Registrar personally intervened to make sure I was "good to go", and by using them I saved hundreds, literally hundreds of hours, which freed me to develop my business plan and hit the ground running.

They know what they're doing, and they back it up with dedication.

- Tim B., Texas
Contact Us

RIA Registrar

4570 Churchill St, Ste 100
Shoreview, Minnesota 55126
Tel (800) 441-1219
Fax (651) 379-8048
Email Us

E and O Coverage Meet the RIA team Does your E&O cover you

If you own an independent RIA and are state filed, the answer is probably NO. Most independent state-filed RIAs fail to read the small print excluding state-filed firms. It is your responsibility to understand your coverage and the exclusions. If a claim is filed, you will have NO coverage!

At RIA Registrar, you never have to worry about the fine print. We ensure your coverage is valid based on the status of your firm. If a claim is filed and you have E&O through us, you WILL have coverage!

Our E&O coverage is for state and SEC-filed RIA firms. Our carrier is rated A+ by AM Best.