All I can say is that you guys delivered on your promise to simplify the process of making me an independent advisor and handle everything on my behalf. I can truly say that if you have anyone on the fence about going solo, have them give me a call. I really can't list all the things RIA has done for my firm, it would take to long. However I will mention an area that is probably on every new candidates mind ... compliance! I am totally satisfied with the compliance procedures you developed and I have implemented all of them without changing an item or a word. Furthermore, I am amazed at the attention you give us with your constant updating and periodic reminders. Because of your vigilance in the area, I feel secure that we are doing everything necessary to promote a transparent, client centric practice where both the client and ourselves are equally protected.
- John P., Virginia
Contact Us
RIA Registrar
4570 Churchill St, Ste 100
Shoreview, Minnesota 55126
Tel (800) 441-1219
Fax (651) 379-8048
Email Us

RIA Registrar provides proper compliance and retention of all necessary paperwork and documentation which includes:
Financial Records
Administrative Records
Client Records
Compliance Records
Form ADV